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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-27 |
Branch Locations
Wells Fargo Tower 201 Main Street, Suite 828, Fort Worth, TX 76102 • United States
13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Fort Worth | TX | 03/2005 | Present |
1.WALLYBOO DESIGNS - RESIDENTIAL ADDRESS - HOME BUSINESS: CUSTOM GIFTS & CARDS& MORE - CREATIVE DESIGNER - PERSONALIZED GIFTS (CLOTHES, MORE) 2.WALLYBOO DOGS-DOG SITTING WHEN REQUESTED $45 PER DAY/DOG. MOSTLY WEEKENDS BUT COULD BE DURING WEEK AFTER 3PM OTHERWISE HANDLED BY MY MOM
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-11 |
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