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777 South Harbour Island Boulevard Suite 370, Tampa, FL 33602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2012-05-17 |
Branch Locations
777 South Harbour Island Boulevard Suite 370, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tampa | FL | 04/2012 | Present |
| Wealth Advisors Of Tampa Bay, Llc | Tampa | FL | 04/2012 | Present |
1. 5/15/2012: Wealth Advisors of Tampa Bay, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 50% - Provide investment advisory services to clients including high net worth clients, non-profit organization, retirement plans, and others. 2. 5/23/2012: Wealth Advisors of Tampa Bay - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - The firm will offer life, health, disability, long-term care, and fixed annuities to clients. 3. 9/3/2013: Wealth Advisors of Tampa Bay - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 05/07/2024: Giles and Dupuy Properties, LLC - Inv Related - Tampa, FL - Real Estate Rental - Started: 2/15/2012 - 1 Hr/Mo; 0 Hr During Trading. 5. 04/08/2026 - Giles-Dupuy Properties, LLC - Business Owner - Not Investment Related - Tampa, FL - Start Date 04/16/2026 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-02-23 |
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