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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-05
WA RA APPROVED 2016-04-01
  • TX RA
    APPROVED_RES
    Since 2016-04-05
  • WA RA
    APPROVED
    Since 2016-04-01

Branch Locations

7900 Se 28Th St Ste 300, Mercer Island, WA 98040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Mercer Island WA 03/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-05
S63 Uniform Securities Agent State Law Examination 1994-04-07
  • S66 Uniform Combined State Law Examination
    2012-03-05
  • S63 Uniform Securities Agent State Law Examination
    1994-04-07
Other Names
  • Cherie Rose Merrill

View on SEC IAPD

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