Brett Leonidas Vance

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-03-14
TX	RA	APPROVED	2008-01-07
OH	RA	APPROVED	2006-01-19

FL RA
APPROVED

Since 2024-03-14
TX RA
APPROVED

Since 2008-01-07
OH RA
APPROVED

Since 2006-01-19

Branch Locations

5905 E Galbraith Rd, Cincinnati, OH 45236 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cincinnati	OH	09/2005	Present
Bank Of America, Na	Cincinnati	OH	12/2009	Present

09/2005 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH
12/2009 → Present

Bank Of America, Na

Cincinnati, OH

Other Businesses

CHRIST CHURCH GLENDALE; 965 FOREST AVE, GLENDALE, OH; EPISCOPAL CHURCH; START DATE: 02-22-2008; END DATE: 02-18-2011; VESTRY (BOARD MEMBER), FINANCE COMMITTEE MEMBER, CHAIRMAN FOR THE BUILDING AND GROUNDS COMMITTEE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-18

S66 Uniform Combined State Law Examination

2006-01-18

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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