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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

256 South Livingston Avenue, Livingston, NJ 07039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Basking Ridge NJ 09/2005 Present
Pruco Securities, Llc. Basking Ridge NJ 09/2005 11/2024
Lpl Enterprise, Llc Livingston NJ 11/2024 Present
Previous Registrations
  • 2007-10-18 → 2024-11-14
    East Hanover, NJ
    East Hanover, NJ
    Basking Ridge, NJ
    East Hanover, NJ
Other Businesses

1) 10/21/2024 - Brookside Financial Strategies - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 04/01/2024 - 200hrs/mth - 150hrs During Trading 2) 10/21/2024 - Rental Property - Real Estate Rental - Own Property that I have a property manager solicited and management rental income for us - INV Related - At North Myrtle Beach, SC - Start Date 10/24/2022 - 5hrs/mth - 0hrs During Trading 3) 03/10/2025 - Prudential - Property and Casualty - Offering personal Property & Casualty Insurance to clients via Plymouth Rock, Liberty Mutual, and servicing Homesite. - INV Related - At Livingston, NJ - Start Date 10/04/2006 - 3hrs/mth - 2hrs During Trading 4) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 5) 2/11/2026-LRP Wealth Management-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/06/2026-5hrs/mth-3hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-04
S63 Uniform Securities Agent State Law Examination 2005-10-25
  • S65 Uniform Investment Adviser Law Examination
    2007-09-04
  • S63 Uniform Securities Agent State Law Examination
    2005-10-25

View on SEC IAPD

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