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Yvonne Marie Carver

Raymond James & Associates, Inc.

Birmingham, MI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-02-05
  • MI RA
    APPROVED
    Since 2019-02-05

Branch Locations

325 N. Old Woodward Ave. Suite 320, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Birmingham MI 03/2013 03/2017
Ubs Financial Services Inc. Birmingham MI 04/2017 02/2019
Raymond James & Associates Birmingham MI 02/2019 Present
Previous Registrations
  • 2005-11-07 → 2019-02-12
    Ubs Financial Services Inc.
    Dearborn, MI
    Birmingham, MI
  • 2000-01-25 → 2005-11-09
    Morgan Stanley Dw Inc.
    Dearborn, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-21
S63 Uniform Securities Agent State Law Examination 1994-11-11
  • S65 Uniform Investment Adviser Law Examination
    1999-10-21
  • S63 Uniform Securities Agent State Law Examination
    1994-11-11
Other Names
  • Yvonne M Carver

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RISK PARADIGM GROUP, LLC
INNOVIA WEALTH, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
TOWNSEND STREET CAPITAL MANAGEMENT
VALSTONE PARTNERS VI

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Akinwale Adebayo
Maxwell James Hunt
Scott Schramm
John Lockwood
Jared M. Rhein

Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI

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