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1200 Valley West Drive Suite 707, West Des Moines, IA 50266 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2019-07-02 |
Branch Locations
1797 Creek Wood Drive, Duuque, IA 52003 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2005-01-19 |
Branch Locations
1975 Jfk Rd, Dubuque, IA 52002 • United States
Dubuque, IA • United States
1200 Valley West Dr, Suite 707, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Dubuque | IA | 09/2004 | Present |
| Premier Bank | Dubuque | IA | 01/2010 | Present |
| Retireright, Llc | West Des Moines - Suite 110 | IA | 07/2019 | Present |
1. 5/5/2008 - Provident Investment Consultants, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/7/2009 - Premier Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 3/14/2017 - Retire Right - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/21/2017 - 170 Hours Per Month During Securities Trading. 4. 4/9/2019 - RetireRight - DBA: RetireRight Consulting Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2019 - 160 Hours Per Month During Securities Trading. 5. 07/12/2019 - RetireRight, LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - IAR - start date:07/01/2019 - 160 hrs/mo - 160 hrs during trading - I provide investment advisory services through RetireRight,LLC, an independent investment advisor firm. I started this business activity in 07/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 07/12/2019 - RetireRight, LLC - DBA:(Hybrid) RetireRight Consulting Group - IAR - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:07/01/2019 - 160 hrs/mo - 160 hrs during trading. 7. 12/30/2024 - Real Estate Rental - Investment Related - Costa Rica- Start Date 07/26/2024 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-01 |
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