Melissa Marie Schmitt

Current Employers

Employment History

• 05/2013 → 09/2021
  Lpl Financial, Llc
  Dubuque, IA
• 06/2008 → 09/2021
  Dupaco Community Credit Union
  Dubuque, IA
• 10/2021 → 09/2025
  Avantax Investment Services Inc.
  Dubuque, IA
• 10/2021 → 09/2025
  Avantax Advisory Services
  Dubuque, IA
• 10/2021 → 09/2025
  Avantax Insurance Agency, Llc
  Dubuque, IA
• 09/2021 → 10/2022
  New Eagle Wealth Management
  Dubuque, IA
• 10/2022 → Present
  New Eagle Wealth Management
  Dubuque, IA
• 10/2023 → Present
  New Eagle Wealth Managment
  Dubuque, IA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-10-08 → 2025-09-05
  Avantax Advisory Services
  Dubuque, IA
• 2020-03-11 → 2021-09-29
  Lpl Financial Llc
  Dubuque, IA

Other Businesses

1) NEW EAGLE WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: At New Eagle Wealth Management, I am the financial advisor where I will provide Avantax Wealth Management Services through. As of 10/1/2022, I have 30% ownership of New Eagle Wealth Management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 10/01/2022 ADDRESS: 3250 Kennedy Circle, Suite 1, Dubuque IA 52002 DESCRIPTION: At New Eagle Wealth Management, as the financial advisor, I will help clients with their different financial/investment needs. Some services are: retirement planning, income planning, Social Security planning, Investment guidance and helping with Life Insurance. As part owner of New Eagle Wealth Management, I will be partly responsible for the day to day operations and will be involved in the P & L (profit and loss) portion and will also be eligible for dividends that can be paid out at a minimum of annually. 2) COMMERCIAL REAL ESTATE INVESTOR; POSITION: Property Investor NATURE: I am an investor in a Triple Net Lease on a Commercial Real Estate building in Iowa. The address is 13101 University Ave, Clive, IA 50325; INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/11/2022 ADDRESS: 7010 Chavenelle Rd, Dubuque IA 52002: As this is a Triple Net Lease, there are no responsibilities to the investors whom fronted the down payment on the loan. The 4 tenants are responsible for the monthly rent payments to the LLC, the taxes, and the upkeep/maintenance of the building. 3) COMMERCIAL REAL ESTATE INVESTORS POSITION: Property Investors NATURE: I am an investor in a Triple Net Lease on two Commercial Real Estate buildings in Iowa. The address are: 13101 University Ave, Clive, IA 50325 and2055 Holliday Dr Dubuque, IA 52002?. There are tenants who rent the building from the LLC I am associated with. As the investors, we personally invested money for the buildings toward the down payment on the commercial loans with Green State Credit Union in Dubuque, Iowa. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2023 ADDRESS: 7010 Chavenelle Rd, Dubuque IA 52002 DESCRIPTION: As this is a Triple Net Lease, there are no responsibilities to the investors whom fronted the down payment on the loan. The tenants are responsible for the monthly rent payments to the LLC, the taxes, and the upkeep/maintenance of the building. The LLC's: 13101 University Ave LLC and 2055 Holliday Day Dr LLC, are responsible for the structure of the building (i.e.; weather/fire damage) and paying the commercial loan payment each month. The LLC's pay out a quarterly dividend from the ROR and the intent of the LLC is to refinance the loan with the CU in about 5-10 years, if deemed financially viable, then the LLC's will payout the dividends and hopefully ROP to each investor. 4) GERBER LIFE POSITION: Financial Advisor NATURE: Selling life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2024 ADDRESS: 3250 Kennedy Circle, Suite 1, Dubuque IA 52002 DESCRIPTION: Gerber Life is an exception life insurance carrier that Aimcor EIG, an approved insurance partner that Avantax has approved and is now available for advisors to contract with. Gerber Life is a guaranteed issue provider and Aimcor now has a partnership with them to offer to Avantax advisors.

Exams

• S66 Uniform Combined State Law Examination
  2020-03-06

Other Names

• Melissa Marie Maas
• Melissa M Maas
• Melissa Marie Schmitt