Kevin James Broderick

Current Employers

Employment History

• 04/2012 → 05/2019
  Centurion Asset Management
  Plymouth Meeting, PA
• 11/2014 → 01/2020
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2019 → Present
  Mma Agency
  Conshohocken, PA
• 01/2020 → Present
  Mma Securites
  Conshohocken, PA
• 01/2024 → Present
  Mma Asset Management
  Conshohocken, PA

Other Businesses

1. The Registered Representative is an employee of MMA Agency (1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities (up to approximately 10% of his time) for MMA Agency (e.g. support for its health & benefits services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework.. 2. Investment adviser representative of MMA ASSET MANAGEMENT LLC (8 Tower Bridge Suite 1200, Conshohocken, PA), an affiliate of MMA Securities LLC. Provides wealth management and financial planning services during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-11-17
• S63 Uniform Securities Agent State Law Examination
  2002-01-14

Other Names

• Kevin J Broderick