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Robert Charles Larios

Saxony Capital Management, LLC

Saint Louis, MO

Jacksonville, FL

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Current Employers
Saxony Capital Management, Llc

11152 S Towne Square, Saint Louis, MO 63123 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-10-14
  • FL RA
    APPROVED
    Since 2011-10-14

Branch Locations

11152 S Towne Square, Saint Louis, MO 63123 • United States

Jacksonville, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Saxony Securities St. Louis MO 09/2006 Present
  • 09/2006 → Present
    Saxony Securities
    St. Louis, MO
Previous Registrations
  • 2002-11-15 → 2004-01-22
    A. G. Edwards & Sons, Inc.
    Coral Gables, FL
  • 2002-06-03 → 2002-11-12
    Ubs International Inc.
    Miami, FL
  • 1994-05-18 → 2002-06-01
    Ubs Financial Services Inc.
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-09
S65 Uniform Investment Adviser Law Examination 1999-06-18
S63 Uniform Securities Agent State Law Examination 1994-05-26
  • S66 Uniform Combined State Law Examination
    2009-11-09
  • S65 Uniform Investment Adviser Law Examination
    1999-06-18
  • S63 Uniform Securities Agent State Law Examination
    1994-05-26
Other Names
  • Robert Larios

View on SEC IAPD

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Other Offices

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CETERA INVESTMENT ADVISERS LLC · ST LOUIS, MO
CLARIS ADVISORS, LLC · ST. LOUIS, MO
MORGAN STANLEY · St. Louis, MO
M HOLDINGS SECURITIES, INC. · ST. LOUIS, MO
UMB FINANCIAL SERVICES, INC. · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO

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