Gary Stuart Williams

Employer firm

Williams Asset Management CRD 338196

$661M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 04/2018
  Commonwealth Financial Network
  Waltham, MA
• 10/2005 → Present
  Williams Asset Management
  Columbia, MD
• 04/2018 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2005-10-19 → 2026-01-30
  Commonwealth Financial Network
  Columbia, MD
  Columbia, MD
  Columbia, MD
• 1994-05-03 → 2005-10-19
  Ameriprise Financial Services, Llc
  Columbia, MD

Other Businesses

1. Fixed Insurance Sales At Branch Location, Investment Related. 2. GSW Capital Holdings, LLC - Sole Member Of Real Estate Holding Company, Not Conducted At Branch Location, Non-Investment Related. 3. Williams & Associates, Inc. - Sole Owner Of Entity Created To Process Securities And Insurance Business, Investment Related. 4. Author of book, "Art of Retirement"; Located in Fulton, MD, as of 8/26/2025; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 5. Trustee for the Williams Asset Management 401(k) Plan 6. Involvement in nonprofits, including a member of Mount St. Joseph High School Investment Committee, Investment Committee Chair with Y of Central Maryland, and Executive Committee Member & Secretary of the Board of Directors with Y of Central Maryland.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-07-30
• S65 Uniform Investment Adviser Law Examination
  1994-04-15

Designations

• Certified Financial Planner