Ronald David Hegardt

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fallbrook, CA
• 05/2010 → Present
  Bank Of America, Na
  Bonsall, CA

Previous Registrations

• 2003-11-14 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Carlsbad, CA
  Fallbrook, CA
  Bonsall, CA
  Bonsall, CA
• 1997-07-08 → 2003-11-18
  Morgan Stanley Dw Inc.
  Fallbrook, CA

Other Businesses

I*110510For profit or not for profit: For-Profit OrganizationName of outside business organization: TRS14 LLCInvestment related: YAddress of business:Maricopa, Arizona 85138Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 11/30/2017Number of hours devoted: 0 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: I am investing in real estate with my brother in Arizona. He is a real estate developer and we are buying 640 acres in Maricopa, Arizona. I will have no responsibilities concerning this investment other than a passive investor. I*124995For profit or not for profit: Non-Profit OrganizationName of outside business organization: Names Family FoundationInvestment related: YAddress of business:University Place, Washington 98466Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 7/1/2019Number of hours devoted: 6 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: This is for my wife's charitable Family Foundation. I was asked to sit on the Finance/Investment committee. We have no investment accounts at BofA/Merrill I*: 2008273Entity Type: Entity CharitableName of OBA: BigEZ Homeowners AssociationAddress: Big Sky, MTInvestment Related: No Position, Title, Association: Board MemberEmployee Start Date: 09/20/2024Number of Hours: 3 hrs annuallyNumber of Hours during trading: 0Duties: I have been asked to be on our Homeowners Association Board that requires 2-3 calls per year and one annual HOA meeting with all members. We have approximately 50 lots and 12 homes in our Association. There is no compensation associated with this position and we have no BofA accounts that I am aware. Time commitment is minimal I*2786310, Entity Type: Entity For Profit, Name of OBA: Fairfield Farms, Address: Pauma Valley, California, 92061, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 01/02/2026, No Hours: 8 Weekly, No Hours during Trading: 0 Weekly, Duties: I will be both an 80% owner and plan to dedicate a day a week involved in ranch activities. I am buying a farm with my sister and brother in law in san diego county

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-07
• S63 Uniform Securities Agent State Law Examination
  1994-05-20