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Catherine Reardon Cornille

LPl Financial LLC

Brookfield, WI

St Charles, IL

CRD 2470059

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-02-24
TX RA APPROVED 2021-03-25
IL RA APPROVED 2021-03-24
  • WI RA
    APPROVED
    Since 2026-02-24
  • TX RA
    APPROVED
    Since 2021-03-25
  • IL RA
    APPROVED
    Since 2021-03-24

Branch Locations

395 N Executive Dr, Brookfield, WI 53005 • United States

St Charles, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Bartlett IL 01/2016 12/2018
Bmo Harris Financial Advisors Naperville IL 12/2018 Present
Lpl Financial Llc Naperville IL 03/2021 Present
  • 01/2016 → 12/2018
    Bmo Harris Bank
    Bartlett, IL
  • 12/2018 → Present
    Bmo Harris Financial Advisors
    Naperville, IL
  • 03/2021 → Present
    Naperville, IL
Previous Registrations
  • 2019-04-20 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Naperville, IL
    Chicago, IL
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - NAPERVILLE,IL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-19
S63 Uniform Securities Agent State Law Examination 2013-11-12
  • S66 Uniform Combined State Law Examination
    2019-04-19
  • S63 Uniform Securities Agent State Law Examination
    2013-11-12
Other Names
  • Katie Reardon
  • Catherine Marie Cornille
  • Katie Cornille
  • Catherine Reardon Cornille
  • Catherine Marie Reardon

View on SEC IAPD

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