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Hilltop Securities Asset Management, LLC CRD 110760
$37.7B regulatory AUM 60 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-04-04 |
| FL | RA | APPROVED | 2004-09-13 |
| TX | RA | APPROVED | 1999-03-29 |
Branch Locations
2700 Via Fortuna Suite 410, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Austin | TX | 01/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-01-13 |
| S65 | Uniform Investment Adviser Law Examination | 1994-03-14 |
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