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Gary Wayne Hannah

Robert W. Baird & Co. Incorporated

Asheville, NC

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-10-18
  • NC RA
    APPROVED
    Since 2019-10-18

Branch Locations

79 Woodfin Place Suite 100, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Asheville NC 02/1994 07/2018
Jjb Hilliard Wl Lyons Llc Asheville NC 07/2018 Present
Robert W. Baird & Co. Incorporated Asheville NC 10/2019 Present
  • 02/1994 → 07/2018
    J.J.B. Hilliard, W.L. Lyons, Inc.
    Asheville, NC
  • 07/2018 → Present
    Jjb Hilliard Wl Lyons Llc
    Asheville, NC
  • 10/2019 → Present
    Robert W. Baird & Co. Incorporated
    Asheville, NC
Previous Registrations
  • 2007-10-08 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Asheville, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-05
S63 Uniform Securities Agent State Law Examination 1994-05-05
  • S65 Uniform Investment Adviser Law Examination
    2007-09-05
  • S63 Uniform Securities Agent State Law Examination
    1994-05-05

View on SEC IAPD

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Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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