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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-08-20 |
| IL | RA | APPROVED | 2009-10-05 |
Branch Locations
6068 Palo Verde Dr Ste 3, Rockford, IL 61114 • United States
Loves Park, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rockford | IL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Rockford | IL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Rockford | IL | 03/2020 | Present |
Business Ownership; STUMPYS PUB; ; BAR; 5801 COLUMBIA PARKWAY,ROCKFORD ILLINOIS,61108, ,; Not Investment-Related; 12/01/2011; 1 to 9 hours per month; 0 during trading hours / JJRF REALTY, LLC; OWNER AND SOLE MANAGER; FORMED SOLEY TO PURCHASE AN OFFICE BUILDING FOR MY AMERIPRISE PRACTICE; 12431 AYRSHIRE LANE, , LOVES PARK, IL, 61111; Investment-Related; 05/28/2021; 1 to 9 hours per month; 0 during trading hours / Fitzgerald Wealth Management; Owner; Manage Ameriprise Business; 6068 PALO VERDE DR ST 300, , ROCKFORD , IL, 61114; Investment-Related; 06/08/2016; 60 hours per month; 40 to 59 during trading hours. Outside Employment; Fitzgerald Wealth Management; Owner; Manage advisory business; 6068 Palo Verde Dr. ste3, , ROCKFORD, IL, 61114; Investment-Related; 06/08/2016; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-18 |
| S65 | Uniform Investment Adviser Law Examination | 1994-05-18 |
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