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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-03-13 |
| NJ | RA | APPROVED | 2024-08-01 |
| MA | RA | APPROVED | 2024-01-16 |
| FL | RA | APPROVED | 2023-07-20 |
| TX | RA | APPROVED_RES | 2023-07-20 |
| CT | RA | APPROVED | 2023-07-19 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2014 | 07/2023 |
| Northwestern Mutual Investment Services Llc | Tacoma | WA | 08/2014 | 07/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2018 | 07/2023 |
| Guardian Life Insurance Company | Farmington | CT | 07/2023 | Present |
| Park Avenue Securities | Farmington | CT | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-03 |
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