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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-10
GA RA APPROVED 2003-04-04
  • TX RA
    APPROVED_RES
    Since 2022-01-10
  • GA RA
    APPROVED
    Since 2003-04-04

Branch Locations

7939 Waters Ave, Savannah, GA 31406 • United States

4516 Augusta Rd, Garden City, GA 31408 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Savannah GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Savannah GA 11/2016 Present
Other Businesses

1. JAMES E PARKER FAMILY HOLDING LP, NOT INVESTMENT RELATED, LUDOWICI GA, 16.42% OWNERSHIP, 01/01/2002, 1 HOUR/MONTH - FAMILY TIMBER LAND COMPANY. 2. SOUTHERN LAND HOLDING LLC, NOT INVESTMENT RELATED, LUDOWICI GA, 20% OWNERSHIP, START DATE 07/02/2018, 0 HOUR/MONTH, 0 HOURS DURIGN TRADING, LLC FOR FAMILY DISTRIBUTIONS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-02
S63 Uniform Securities Agent State Law Examination 1994-05-16
  • S65 Uniform Investment Adviser Law Examination
    1999-09-02
  • S63 Uniform Securities Agent State Law Examination
    1994-05-16

View on SEC IAPD

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