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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-04
TX RA APPROVED_RES 2001-01-11
  • MN RA
    APPROVED
    Since 2013-11-04
  • TX RA
    APPROVED_RES
    Since 2001-01-11

Branch Locations

4041 28Th St Nw, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rochester MN 11/1993 Present
Bank Of America,N.A. Rochester MN 06/2011 Present
Other Businesses

I*121122 For profit or not for profit: Non-Profit Organization Name of outside business organization: Tim Rasmusson Foundation Investment related: No Address of business: Rochester, Minnesota 55901 Position, title, association: Committee Member, Start date of relationship: 10/1/2014 Number of hours devoted: 150 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Tim Rasmusson Foundation is a nonprofit 5013c that raises awareness of the importance of organ donation. All money raised is donated to the Gift of Life Transplant House in Rochester MN (also a 5013c). I am a committee member - our big event is a 5k. I*2156303, Entity Type: , Name of OBA: The Ione Bushman Trust , Address: Fountain Hills , Arizona, 85268, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 23-Feb-2024, No Hours: 5 Weekly, No Hours during Trading: 1 Weekly, Duties: I*4725279 Entity Type: Not for Profit Name of OBA: Marine Corps League Thor Detachment Address: Rochester, Minnesota, 55901 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 04/21/2026 Number of Hours: 52, Monthly Number of Hours during trading: 1, Monthly Duties: The Thor Detachment is a local chapter (Detachment #606) of the Marine Corps League (MCL), a nationwide nonprofit that supports: U.S. Marines (active, reserve, and veterans) Families of Marines Community and patriotic programs Assist in planning events

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-31
S63 Uniform Securities Agent State Law Examination 1994-06-24
  • S66 Uniform Combined State Law Examination
    2002-12-31
  • S63 Uniform Securities Agent State Law Examination
    1994-06-24
Other Names
  • Jayne M Bushman

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