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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-04 |
| TX | RA | APPROVED_RES | 2001-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rochester | MN | 11/1993 | Present |
| Bank Of America,N.A. | Rochester | MN | 06/2011 | Present |
I*121122 For profit or not for profit: Non-Profit Organization Name of outside business organization: Tim Rasmusson Foundation Investment related: No Address of business: Rochester, Minnesota 55901 Position, title, association: Committee Member, Start date of relationship: 10/1/2014 Number of hours devoted: 150 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Tim Rasmusson Foundation is a nonprofit 5013c that raises awareness of the importance of organ donation. All money raised is donated to the Gift of Life Transplant House in Rochester MN (also a 5013c). I am a committee member - our big event is a 5k. I*2156303, Entity Type: , Name of OBA: The Ione Bushman Trust , Address: Fountain Hills , Arizona, 85268, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 23-Feb-2024, No Hours: 5 Weekly, No Hours during Trading: 1 Weekly, Duties: I*4725279 Entity Type: Not for Profit Name of OBA: Marine Corps League Thor Detachment Address: Rochester, Minnesota, 55901 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 04/21/2026 Number of Hours: 52, Monthly Number of Hours during trading: 1, Monthly Duties: The Thor Detachment is a local chapter (Detachment #606) of the Marine Corps League (MCL), a nationwide nonprofit that supports: U.S. Marines (active, reserve, and veterans) Families of Marines Community and patriotic programs Assist in planning events
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-24 |
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