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Andrew Vincent Cardone

Wells Fargo Clearing Services, LLC

Sarasota, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-20
  • FL RA
    APPROVED
    Since 2022-01-20

Branch Locations

1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2015 01/2022
Bank Of America, N.A. New York NY 07/2015 01/2022
Wells Fargo Clearing Services, Llc Sarasota FL 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-01
S63 Uniform Securities Agent State Law Examination 1995-11-06
  • S65 Uniform Investment Adviser Law Examination
    2013-05-01
  • S63 Uniform Securities Agent State Law Examination
    1995-11-06
Other Names
  • Andrew V Cardone

View on SEC IAPD

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