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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2013-04-23
  • CT RA
    APPROVED
    Since 2013-04-23

Branch Locations

1 Eliot Place Ste 200, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 10/1990 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 03/1994 Present
Juice Plus Newtown CT 12/2010 Present
Newtown High School Newtown CT 12/2011 07/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 10/1990 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/1994 → Present
    Milwaukee, WI
  • 12/2010 → Present
    Juice Plus
    Newtown, CT
  • 12/2011 → 07/2018
    Newtown High School
    Newtown, CT
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OUTSIDE INSURANCE SALES/SERVICING, GENERAL SALES/SERVICING, START DATE: 3/22/2005, SALES AND SERVICE OF NON-NORTHWESTERN MUTUAL INSURANCE PRODUCTS.; NOT INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-22
S63 Uniform Securities Agent State Law Examination 1998-05-18
  • S65 Uniform Investment Adviser Law Examination
    2013-04-22
  • S63 Uniform Securities Agent State Law Examination
    1998-05-18

View on SEC IAPD

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