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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2019-03-21 |
| TX | RA | APPROVED_RES | 2013-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | San Francisco | CA | 02/2012 | Present |
1. SBP - St Bernard Project; 2645 Toulouse St New Orleans, LA 70119; disaster relief non profit; investment committee member; The commitment is about 60 minutes a quarter. It's a good group and the meetings are run efficiently. There are two other non-board members on the committee; 05/30/2026; 1hr/qtr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-12 |
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