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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2008-01-01
  • GA RA
    APPROVED
    Since 2008-01-01

Branch Locations

1 10Th St Ste 450 Augusta Riverfront Ctr, Augusta, GA 30901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Evans GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Evans GA 11/2016 Present
Previous Registrations
  • 2003-05-09 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Evans, GA
    Augusta, GA
    St. Louis, MO
Other Businesses

RENTAL PROPERTY, INV RELATED, AUGUSTA, GA, 100% OWNERSHIP, START 4/8/2019, ZERO HORUS PER MONTH, ZERO DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-05-31
  • S63 Uniform Securities Agent State Law Examination
    1994-05-31

View on SEC IAPD

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