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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2016-10-11
  • AL RA
    APPROVED
    Since 2016-10-11

Branch Locations

5710 Watermelon Road Suite 250, Northport, AL 35473 • United States

115 Us Highway 31 South, Athens, AL 35611 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Madison AL 03/1989 Present
Self Employed Madison AL 08/1992 Present
Monrovia Umpires Association Madison AL 03/2011 Present
Planmember Securities Corporation Carpinteria CA 10/2013 Present
Innovative Financial Solutions Athens AL 03/2016 Present
  • 03/1989 → Present
    Self Employed
    Madison, AL
  • 08/1992 → Present
    Self Employed
    Madison, AL
  • 03/2011 → Present
    Monrovia Umpires Association
    Madison, AL
  • 10/2013 → Present
    Carpinteria, CA
  • 03/2016 → Present
    Innovative Financial Solutions
    Athens, AL
Other Businesses

1. RONALD SLATTON (SELF EMPLOYED)-115 US Highway 31 South Athens AL 35611; INVESTMENT RELATED; INSURANCE SALES & SERVICES; AGENT; START DATE 1989; 160 HRS/MNTH & DURING TRADING. 2. RONALD SLATTON (SELF EMPLOYED)-115 US Highway 31 South Athens AL 35611; NONINVESTMENT RELATED; OFFICIATING/UMPIRING; START DATE 8/92; 20 HRS/MNT; 0 HRS/MNTH DURING TRADING. 3. MONROVIA UMPIRES ASSOCIATION-115 US Highway 31 South Athens AL 35611; NONINVESTMENT RELATED; PRESIDENT/TREASURER; START DATE 3/11; 15-20 HRS/MNTH; 0 HRS/MNTH DURING TRADING. 4.Innovative Financial Solutions; 115 US Highway 31 South Athens AL 35611; Agent; Start Date: 3/1/2016; Nature of Bus: Financial and Insurance sales and services; IR; Approx. Number of Hours/Month Devoted to this Business: 40; Approx. Number of Hours/Month Devoted to this Business during trading hours: 40

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-10
S63 Uniform Securities Agent State Law Examination 1994-06-09
  • S65 Uniform Investment Adviser Law Examination
    2016-10-10
  • S63 Uniform Securities Agent State Law Examination
    1994-06-09
Other Names
  • Ronald Farris Slatton
  • Ron Slatton

View on SEC IAPD

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