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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2016-10-11 |
Branch Locations
5710 Watermelon Road Suite 250, Northport, AL 35473 • United States
115 Us Highway 31 South, Athens, AL 35611 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Madison | AL | 03/1989 | Present |
| Self Employed | Madison | AL | 08/1992 | Present |
| Monrovia Umpires Association | Madison | AL | 03/2011 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 10/2013 | Present |
| Innovative Financial Solutions | Athens | AL | 03/2016 | Present |
1. RONALD SLATTON (SELF EMPLOYED)-115 US Highway 31 South Athens AL 35611; INVESTMENT RELATED; INSURANCE SALES & SERVICES; AGENT; START DATE 1989; 160 HRS/MNTH & DURING TRADING. 2. RONALD SLATTON (SELF EMPLOYED)-115 US Highway 31 South Athens AL 35611; NONINVESTMENT RELATED; OFFICIATING/UMPIRING; START DATE 8/92; 20 HRS/MNT; 0 HRS/MNTH DURING TRADING. 3. MONROVIA UMPIRES ASSOCIATION-115 US Highway 31 South Athens AL 35611; NONINVESTMENT RELATED; PRESIDENT/TREASURER; START DATE 3/11; 15-20 HRS/MNTH; 0 HRS/MNTH DURING TRADING. 4.Innovative Financial Solutions; 115 US Highway 31 South Athens AL 35611; Agent; Start Date: 3/1/2016; Nature of Bus: Financial and Insurance sales and services; IR; Approx. Number of Hours/Month Devoted to this Business: 40; Approx. Number of Hours/Month Devoted to this Business during trading hours: 40
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-09 |
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