James Anthony Sterling

Current Employers

Employment History

• 05/2014 → Present
  Raymond James Financial Services, Inc.
  Bel Air, MD
• 05/2014 → Present
  Raymond James Financial Services Advisors Inc.
  Bel Air, MD

Previous Registrations

• 2008-01-01 → 2014-05-13
  Wells Fargo Clearing Services, Llc
  Bel Air, MD
• 2002-05-08 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Bel Air, MD
  Bel Air, MD
  St. Louis, MO

Other Businesses

(1)Name of Business: Address: 108 N. Bond Street, Unit 1, Bel Air, MD, 21014, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 08/23/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have a master lease for the property I rent as my office space, but it includes a sub-letting of space within the same building, that is used by a separate tenant that pays rent to me. (2)Name of Business: Kranz Address: 108 N Bond St, Bel Air, MD, 21014-3533, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 11/21/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: \nUpdate on 12/27/2022: I will be managing the investment accounts for the Trust internally at RJ for the named beneficiary, Lauren Kranz, until she reaches the age of 40. I will also be completing distributions in accordance with the Trust on a monthly basis of $2,000, and any additional funds she requires to maintain her living (which is expected to include college costs). (3)Name of Business: Sterling Wealth Services Address: 108 N. Bond Street, Bel Air, MD, 21014, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/09/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA name/support company

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-29
• S63 Uniform Securities Agent State Law Examination
  1994-04-28