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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-08-07 |
| TX | RA | APPROVED | 2024-03-27 |
| MD | RA | APPROVED | 2024-03-22 |
Branch Locations
100 Middle Street 3Rd Floor, Portland, ME 04101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Westminster | MD | 09/2021 | 03/2024 |
| T. Rowe Price | Owings Mills | MD | 09/2014 | 09/2021 |
| Morgan Stanley | Portland | ME | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-20 |
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