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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-23
MI RA APPROVED 2010-06-25
  • TX RA
    APPROVED
    Since 2013-01-23
  • MI RA
    APPROVED
    Since 2010-06-25

Branch Locations

43155 Main St Ste 2200A, Novi, MI 48375 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Livonia MI 09/2005 03/2020
Ameriprise Financial Services, Llc Novi MI 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 15-019-20-002-22, , Clare, MI, 48617; Not Investment-Related; 02/02/2017 / Single Family; 1815 east lake, , Novi, MI, 48375; Not Investment-Related; 08/01/2025 / Lot/Land; Lot #: 15-019-20-002-09, , Clare, MI, 48617; Not Investment-Related; 03/19/2026 / Lot/Land; Lot #: 15-100-00-034-05, , Clare, MI, 48617; Not Investment-Related; 03/19/2026. Business Ownership; Life & Legacy Wealth Advisors, LLC; Owner; Manage Ameriprise Business; 43155 Main Street, 2200A, Novi, MI, 48375; Investment-Related; 02/15/2023; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-03-25
  • S63 Uniform Securities Agent State Law Examination
    1994-03-25
Designations

View on SEC IAPD

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