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Drew Lawrence Malkin

Osaic Wealth, Inc.

Birmingham, AL

West Hartford, CT

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-08-18
CT RA APPROVED 2025-08-18
  • AL RA
    APPROVED
    Since 2025-08-18
  • CT RA
    APPROVED
    Since 2025-08-18

Branch Locations

3535 Grandview Parkway Suite 500, Birmingham, AL 35243 • United States

West Hartford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Symmetry Partners, Llc Glastonbury CT 10/2014 05/2017
C.M Smith Financial Dba An Alera Group Company Hartford CT 07/2021 08/2022
Mm Ascend Life Investor Services, Llc Cincinnati OH 02/2023 07/2023
Massmutual Ascend Life Insurance Company Cincinnati OH 02/2023 07/2023
Unemployed West Hartford CT 08/2023 01/2024
Bond Financial Group, Inc. Longmeadow MA 02/2024 07/2025
Osaic Wealth/Highland Capital Birmingham AL 07/2025 Present
Wooster Corthell Wealth Management, Inc. Glastonbury CT 06/2017 09/2020
Unemployed West Hartford CT 09/2020 06/2021
Alera Group Hartford CT 07/2021 08/2022
Cetera Advisor Networks El Segundo CA 07/2021 05/2022
Unemployed West Hartford CT 08/2022 02/2023
  • 10/2014 → 05/2017
    Symmetry Partners, Llc
    Glastonbury, CT
  • 07/2021 → 08/2022
    C.M Smith Financial Dba An Alera Group Company
    Hartford, CT
  • 02/2023 → 07/2023
    Mm Ascend Life Investor Services, Llc
    Cincinnati, OH
  • 02/2023 → 07/2023
    Massmutual Ascend Life Insurance Company
    Cincinnati, OH
  • 08/2023 → 01/2024
    Unemployed
    West Hartford, CT
  • 02/2024 → 07/2025
    Bond Financial Group, Inc.
    Longmeadow, MA
  • 07/2025 → Present
    Osaic Wealth/Highland Capital
    Birmingham, AL
  • 06/2017 → 09/2020
    Wooster Corthell Wealth Management, Inc.
    Glastonbury, CT
  • 09/2020 → 06/2021
    Unemployed
    West Hartford, CT
  • 07/2021 → 08/2022
    Alera Group
    Hartford, CT
  • 07/2021 → 05/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 08/2022 → 02/2023
    Unemployed
    West Hartford, CT
Previous Registrations
  • 2024-02-22 → 2025-07-22
    Bond Financial Group, Inc.
    East Longmeadow, MA
  • 2022-02-01 → 2022-05-09
    Cetera Wealth Services, Llc
    Hartford, CT
  • 2017-07-13 → 2020-09-25
    Wooster Corthell Wealth Management, Inc.
    Glastonbury, CT
  • 2014-11-10 → 2017-06-06
    Symmetry Partners
    Glastonbury, CT
  • 2007-05-14 → 2009-03-12
    Valmark Advisers, Inc.
    Livingston, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-01-26
  • S63 Uniform Securities Agent State Law Examination
    2022-01-26
Designations
Other Names
  • Drew L Malkin

View on SEC IAPD

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