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Current Employers
Turning Point Financial

153 W Patrick Street, Frederick, MD 21701 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-04
  • PA RA
    APPROVED
    Since 2023-08-04

Branch Locations

704 Lisburn Road Suite 101, Camp Hil, PA 17011 • United States

153 W Patrick Street, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities, Inc. Lemoyne PA 01/1995 07/2018
Harvest Investment Services, Llc Camp Hill PA 08/2015 09/2020
Investment Advisors Camp Hill PA 01/2006 12/2016
Wealth Development Council, Llc Camp Hill PA 11/2004 Present
Wdc Advisors, Llc Camp Hill PA 07/2020 Present
Turning Point Financial Camp Hill PA 08/2023 Present
  • 01/1995 → 07/2018
    Proequities, Inc.
    Lemoyne, PA
  • 08/2015 → 09/2020
    Camp Hill, PA
  • 01/2006 → 12/2016
    Investment Advisors
    Camp Hill, PA
  • 11/2004 → Present
    Wealth Development Council, Llc
    Camp Hill, PA
  • 07/2020 → Present
    Wdc Advisors, Llc
    Camp Hill, PA
  • 08/2023 → Present
    Camp Hill, PA
Previous Registrations
  • 2020-10-01 → 2024-03-27
    Wdc Advisors, Llc
    Camp Hill, PA
  • 2015-08-18 → 2021-05-24
    Camp Hill, PA
    Oakbrook Terrace, IL
  • 2006-01-27 → 2016-12-31
    Concourse Financial Group Securities, Inc.
    Elizabethtown, PA
    Camp Hill, PA
    Camp Hill, PA
Other Businesses

1) MUSICAN POSITION: MUSICIAN NATURE: ENTERTAINMENT INVESTMENT RELATED: NO NUMBER OF HOURS: 30 INVESTMENT RELATED HOURS: 0 START DATE: 07/01/1974 ADDRESS: 405 LIMEKILN ROAD, NEW CUMBERLAND PA 17070 DESCRIPTION: RECORD, PERFORM, TEACH & SELL BLUEGRASS MUSIC 2) Board Member; Home Mission Council; Location: 900 South Arlington Avenue, Suite 120B Harrisburg Pa 17109 U.S.A.; Description of the business: Home Mission Council assists The Eastern Regional Conference in its missionary and evangelistic work by making funds available through loans to units of the Church for the acquisition, construction and improvement of churches and church-related facilities. Individuals and churches in Pennsylvania can invest in HMC Certificates of Investment, with terms ranging from one to five years with interest rates dependent on the term. Responsibilities Duties: Attend and participate in HMC board meetings. Review HMC financial statements in preparation for board meetings.; Start date with business: 2022-04-19; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 0; 3) Board Member; Cumberland County Affordable Housing Trust Fund Board; Investment related: No; One Courthouse Square, Suite 200 Carlisle PA 17013 U.S.A.; Cumberland County Ordinance 1996-1 established the County Affordable Housing Fund. The Affordable Housing Fund raises revenues to enable county residents to purchase or rent quality residential housing.; Duties: (1) Attend board meetings, (2) Review matters of fund allocation and advertisement, (3) Vote and make recommendations to County Commissioners; 2022-07-25; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-31
S63 Uniform Securities Agent State Law Examination 1994-03-30
  • S65 Uniform Investment Adviser Law Examination
    2000-05-31
  • S63 Uniform Securities Agent State Law Examination
    1994-03-30
Designations

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