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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
429 South 18Th Street Suite A, Camp Hill, PA 17011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Camp Hill | PA | 01/1996 | 11/2024 |
| Prudential Insurance Company Of America | Camp Hill | PA | 10/1991 | Present |
| Lpl Enterprise, Llc | Camp Hill | PA | 11/2024 | Present |
1) 11/06/2024- KAUFMANN AND ASOCIATES LLC- Financial Advisor, Planning, and Leadership Role- DBA for LPL Business (entity for LPL business)- INV Related- Camp Hill, PA- Start Date 01/01/2009- 250hrs/mth- 140hrs during trading 2) 09/18/2025-Eastern Museum of Motor Racing-Board member-Non-Profit Board Member-Not inv related-At York Springs, PA-Start date 07/01/2025-10hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-10 |
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