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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-08-18
TX RA APPROVED 2026-08-18
  • PA RA
    APPROVED
    Since 2026-08-18
  • TX RA
    APPROVED
    Since 2026-08-18

Branch Locations

2009 Market Street, Camp Hill, PA 17011 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

2009 Market Street, , Camp Hill, PA 17011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 08/2015 08/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2015 08/2026
Lpl Financial Llc Camp Hill PA 08/2026 Present
Previous Registrations
Other Businesses

1. 08/2026 - Conte Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 160 Hrs During Trading - OBA start date: 8/18/2026 2. 08/2026 - David Langan - Non-Variable Insurance - Investment related - Camp Hill PA 17011 - 01 Hrs/Mth - 01 Hrs During Trading - OBA start date: 08/03/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-08
S63 Uniform Securities Agent State Law Examination 1999-03-05
  • S66 Uniform Combined State Law Examination
    2004-10-08
  • S63 Uniform Securities Agent State Law Examination
    1999-03-05
Other Names
  • David Alan Langan

View on SEC IAPD

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