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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-11-16
  • GA RA
    APPROVED
    Since 2023-11-16

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Macon, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 03/2009 10/2023
Mwa Financial Services, Inc. Rock Island IL 06/2009 10/2023
Various Insurance Companies Macon GA 01/1995 10/2023
Empower Financial Services, Inc Greenwood Village CO 10/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 10/2023 Present
  • 03/2009 → 10/2023
    Modern Woodmen Of America
    Rock Island, IL
  • 06/2009 → 10/2023
    Rock Island, IL
  • 01/1995 → 10/2023
    Various Insurance Companies
    Macon, GA
  • 10/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 10/2023 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

1)Modern Woodmen of America: Receiving trailing commissions only on previously sold business on or before 10/2023. No solicitation or servicing of any business. 2)Buying/Selling Land inv Macon GA Owner w/wife 1/19 6noninv 0inv. The name of the LLC is LandAbundance, LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-19
S63 Uniform Securities Agent State Law Examination 1994-04-04
  • S65 Uniform Investment Adviser Law Examination
    1999-04-19
  • S63 Uniform Securities Agent State Law Examination
    1994-04-04
Other Names
  • Scott Ellis Bennett

View on SEC IAPD

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