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6025 Brookvale Lane Suite 160, Knoxville, TN 37919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2012-07-17 |
Branch Locations
312 Main Street, Jacksboro, TN 37757 • United States
6025 Brookvale Lane Suite 160, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Knowville | TN | 11/2006 | Present |
| Tvamp | Knoxville | TN | 09/2012 | Present |
| Tvamp Tax Planning | Knoxville | TN | 01/2026 | Present |
| Tennessee Brokerage Agency | Knoxville | TN | 12/2016 | Present |
1. 09/24/2012: TVAMP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - 50% OF TIME SPENT 2. 11/28/2014: NO BUSINESS NAME - Real Estate Rental - INV REL - LAFOLLETTE TN 37766 - START 12/20/2014 - 1 HR/MO NONE DURING SECS TRDG HRS - PROPERTY OWNER 3. 05/13/2015: TVAMP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 05/12/2015 - 80 HR/MO ALL DURING SECS TRDG HRS. 4. 12/12/2016 - Tennessee Brokerage Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/08/2016 - 1 Hour Per Month During Securities Trading. 5. 12/13/2019 - ARK, LLC - Investment Related - Knoxville TN 37919 - Real Estate Rental - Started 12/02/2019 - 1 Hours Per Month During Securities Trading - Real estate ownership and leasing of office space. 6. 08/30/2022 - No Business Name - Investment Related - Jacksboro TN - Real Estate Rental - Start Date - 10/26/2016 - 1 Hours Per Month/0 Hours During Securities Trading. 7. 08/01/2024 - Jeff Sweat - Real Estate Rental - Investment Related - Lafollette, TN - Start Date 12/21/2008 - 1 Hour Per Month/ 0 Hours During Trading 8. 08/01/2024 - Real Estate Rental - Investment Related - At Reported Business Location - Start Date 10/26/2016 - 1 Hour Per Month/ 0 Hours During Trading 9) 02/20/2025 - TVAMP PropCo 1 - Investment Related - Morristown TN - Real Estate Rental - Start Date:02/19/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 10)09/12/2025 - TVAMP Tax Planning, LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date:08/28/2025 - 8 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-22 |
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