Karen "nmn" Wendell

Current Employers

David Wendell Associates, Inc.

1 New Hampshire Avenue, Suite 300, Portsmouth, NH 03801-2904 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2002-05-29
NH	RA	APPROVED	2001-03-19

TX RA
APPROVED_RES

Since 2002-05-29
NH RA
APPROVED

Since 2001-03-19

Branch Locations

1 New Hampshire Avenue, Suite 300, Portsmouth, NH 03801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
David Wendell Associates, Inc.	Portsmouth	NH	01/1995	Present

01/1995 → Present

David Wendell Associates, Inc.

Portsmouth, NH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-09

S65 Uniform Investment Adviser Law Examination

2001-02-09

Other Names

Karen Wendell
Karen Nmi Wendell

View on SEC IAPD

Current Employers

David Wendell Associates, Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews