Paul Sueyuki Okawa

Employer firm

Modern Wealth Management, LLC CRD 324624

$10.9B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1991 → 04/2025
  Planned Asset Management
  Calabasas, CA
• 04/2010 → 05/2019
  Independent Financial Group
  San Diego, CA
• 05/2019 → 04/2025
  M. S. Howells & Co.
  Scottsdale, AZ
• 01/2003 → 04/2025
  Quantitative Strategies
  Calabasas, CA
• 04/2025 → Present
  Modern Wealth Management
  Lenexa, KS

Previous Registrations

• 2010-02-08 → 2025-04-29
  Planned Asset Management
  Calabass, CA
• 2002-11-07 → 2025-04-29
  Quantitative Strategies, Inc.
  Calabasas, CA
• 2010-04-28 → 2015-10-20
  Independent Financial Group, Llc
  San Diego, CA
  Calabasas, CA
• 2005-12-01 → 2010-04-29
  Afa Advisor Services Llc
  Calabasas, CA
  Calabasas, CA
• 1997-07-08 → 2009-12-31
  Planned Asset Management
  Calabasas, CA

Other Businesses

INSURANCE PRODUCER, CALABASAS, CA; NON INVESTMENT RELATED; LIFE AND HEALTH INSURANCE AGENT; LIFE, DISABILITY, LTC, FIXED PRODUCTS; DEVOTE VARIOUS HOURS/MONTH AS REQUIRED.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-04-15

Designations

• Chartered Financial Analyst