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Brian Keith Dennis

Brian Dennis, Cfp®

Calabasas, CA

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Current Employers
Brian Dennis, Cfp®

27001 W. Agoura Road Suite 350, Calabasas, CA 91301-5112 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-15
  • CA RA
    APPROVED
    Since 2023-08-15

Branch Locations

27001 W. Agoura Road Suite 350, Calabasas, CA 91301-5112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network Beverly Hills CA 05/2012 10/2016
Horter Investment Management, Llc Cincinati OH 11/2016 01/2017
Dennis Capital Management, Llc Beverly Hills CA 01/2017 10/2020
Ep Wealth Advisors, Llc Torrance CA 10/2020 10/2022
Brian Dennis, Attorney At Law Studio City CA 02/2009 Present
Brian Dennis, Cfp® Studio City CA 07/2023 Present
Brian Dennis, Independent Insurance Agent Studio City CA 08/1979 Present
Brian Dennis, Notary Public Studio City CA 05/2013 Present
  • 05/2012 → 10/2016
    Securities Service Network
    Beverly Hills, CA
  • 11/2016 → 01/2017
    Cincinati, OH
  • 01/2017 → 10/2020
    Dennis Capital Management, Llc
    Beverly Hills, CA
  • 10/2020 → 10/2022
    Ep Wealth Advisors, Llc
    Torrance, CA
  • 02/2009 → Present
    Brian Dennis, Attorney At Law
    Studio City, CA
  • 07/2023 → Present
    Studio City, CA
  • 08/1979 → Present
    Brian Dennis, Independent Insurance Agent
    Studio City, CA
  • 05/2013 → Present
    Brian Dennis, Notary Public
    Studio City, CA
Previous Registrations
  • 2020-10-19 → 2022-11-22
    Torrance, CA
  • 2017-01-13 → 2020-12-05
    Brian Dennis, Cfp®
    Beverly Hills, CA
  • 2016-11-04 → 2017-01-23
    Beverly Hills, CA
    Cincinnati, OH
  • 2013-10-18 → 2016-10-31
    Ssn Advisory, Inc.
    Beverly Hills, CA
  • 2012-05-04 → 2013-11-26
    Householder Group Financial Advisors, Llc
    Fullerton, CA
  • 2008-03-20 → 2011-10-31
    Beverly Hills, CA
    Cincinnati, OH
  • 2007-09-26 → 2008-03-24
    Beverly Hills, CA
    Agoura Hills, CA
    Glendale, CA
  • 2007-05-01 → 2007-09-11
    1St Global Advisors Inc
    Santa Monica, CA
  • 2003-10-30 → 2007-05-04
    Studio City, CA
    Studio City, CA
    Agoura Hills, CA
  • 2001-11-30 → 2003-09-22
    Avantax Advisory Services
    Studio City, CA
Other Businesses

BRIAN K. DENNIS IS A LICENSED ATTORNEY (95% OF TIME) AND LICENSED INSURANCE AGENT (3% OF TIME). HE ALSO MAINTAINS A REAL ESTATE BROKER LICENSE (NO MORE THAN 1% OF TIME) AND IS A NOTARY PUBLIC (NO MORE THAN 1% OF TIME). ALL ACTIVITIES CONDUCTED FROM HIS PRIVATE RESIDENCE IN STUDIO CITY, CA, 91604-2978.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-12-09
  • S63 Uniform Securities Agent State Law Examination
    1987-12-09
Designations

View on SEC IAPD

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