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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2010-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lenoir | NC | 12/2010 | Present |
(1) 10/06/2010: No Business Name - Business Owner - NOT INV REL - At Reported Business Location(s) - CP Construction, a business I had to setup in order to acquire my general contractors license. I have never used this business other than to obtain the license - No Time Spent (2) 12/22/2010: Chad Henderson Financial - Business Entity For Tax/Investment Purposes Only - INV REL - At Reported Business Location(s) - LLC is for LPL Securities Business - 100% Time Spent (3) 02/14/2011: Henderson Wealth Management - DBA for LPL Business (entity for LPL business) - Henderson Wealth Management - INV REL - At Reported Business Location(s) - LLC is for LPL Securities Business - 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-01 |
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