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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
222 Harper Avenue Nw Box 309, Lenoir, NC 28645 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Lenoir | NC | 08/1975 | Present |
| Pruco Securities, Llc. | Lenoir | NC | 08/1975 | 11/2024 |
| Lpl Enterprise, Llc | Lenoir | NC | 11/2024 | Present |
1) 03/21/2025-Treasurer for the Committee t Elect Bob Floyd Jr-Treasurer-I am the Mayor of a very small community in the Village of Cedar Rock. I was required to open a bank account under this name, and I do not receive any contributions-Not Inv related-At Lenoir, NC-Start date 08/17/2007-1hrs/mth-1hrs/mth during trading 2) 03/21/2025-The Car Source of Lenoir, LLC-Owner-Used car dealership-Not inv related-At Lenoir, NC-Start date 10/21/2014-0hrs/mth-0hrs/mth during trading 3) 04/08/2025-Cedar Rock Development Corp-Owner-Not inv related-At Lenoir, NC- Start date 11/11/2011-10hrs/mth-2hrs/mth during trading 4) 03/21/2025-The Village of Cedar Rock-Mayor-Not inv related-At Lenoir, NC-Start date 12/01/2007-2hrs/mth-2hrs/mth during trading 5) 03/21/2025-Coffey Foundation-Non-Profit Board Member-Not inv related-At Lenoir, NC-Start date 03/01/2013-1hrs/mth-1hrs/mth during trading 6) 03/27/2025-Car Source Properties LLC-Real Estate Rental-Member manager-Inv related-At Lenoir, NC-Stat date 05/02/2024-1hrs/mth-0hrs/mth during trading 7) 04/08/2025-J & F Rentals Properties LLC-Real Estate Rental-Manager-Inv related-At Lenoir, NC-Start date 03/24/2021-1hrs/mth-0hrs/mth during trading 8) 03/25/2025-North Beach Partners, LLC-Real Estate Rental-Manager Member-Inv related-At Lenoir, NC-Start date 10/01/2010-1hrs/mth-1hrs/mth during trading 9) 03/25/2025-FMF, LLC-Real Estate Rental-Manager Member-Inv related-At Lenoir, NC-Start date 10/01/2010-1hrs/mth-1hrs/mth during trading 10) 03/25/2025-RTR Properties, LLC-Real Estate Rental-Manager Member-Inv related-At Lenoir, NC-Start date 10/01/2010-1hrs/mth-1hrs/mth during trading 11) 03/25/2025-The Floyd Group-Non-Variable Insurance-Owner-Inv related-At Lenoir, NC-Start date 08/01/1980-10hrs/mth-10hrs/mth during trading 12) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-22 |
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