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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-24 |
| AK | RA | APPROVED | 2009-06-01 |
| CA | RA | APPROVED | 2009-06-01 |
| ID | RA | APPROVED | 2009-06-01 |
| MT | RA | APPROVED | 2009-06-01 |
| NV | RA | APPROVED | 2009-06-01 |
| OR | RA | APPROVED | 2009-06-01 |
| WA | RA | APPROVED | 2009-06-01 |
Branch Locations
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
4000 Carillon Point Suite 600, Kirkland, WA 98033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Seattle | WA | 04/2007 | Present |
| Morgan Stanley Smith Barney | Seattle | WA | 06/2009 | Present |
*603675 - Titan LLC; Investment related: Yes; Beaux Arts, Washington; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2024; During business hours: 0; After business hours: 0; Passive Investment in outside Apt
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-24 |
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