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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2016-06-30
  • AL RA
    APPROVED
    Since 2016-06-30

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Burleson Dawkins Inc. Two Office Park Cr. Suite 100, Birmingham, AL 35223 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Calhoun Properties Birmingham AL 08/1991 Present
Stonex Securities Inc Birmingham AL 02/2010 Present
Stonex Advisors Inc Birmingham AL 06/2016 Present
  • 08/1991 → Present
    Calhoun Properties
    Birmingham, AL
  • 02/2010 → Present
    Stonex Securities Inc
    Birmingham, AL
  • 06/2016 → Present
    Birmingham, AL
Previous Registrations
  • 2010-11-09 → 2016-06-30
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2007-03-13 → 2010-03-10
    Gunnallen Financial, Inc
    Birmingham, AL
Other Businesses

1) Calhoun Properties Inc. 508 Seven Oaks Park Birmingham, Al 35242 Nature of Business: It was a real estate holding company, but the real estate was sold in 1997 and the money was put into a Calhoun Properties investment account. Now it just holds a couple of stocks here at Stone X. Investment Related: No Business Position: President Business Duties: No real duties. Just monitor the stock in the account. Business Start Date: 11/01/1993 Approximately one hour spent on this OBA monthly with 5 minutes spent during market hours. 2) Burleson Dawkins Inc. 1 Office Park Cr. suite 100 Birmingham, Al. 35223 Nature of Business: DBA for relationship with StoneX. Investment Related: Yes Business Position: Partner Business Duties: Managing the business Business Start Date: 04/01/2004 Approximately 160 hours spent on this OBA with all hours spent during market hours. 3) GWDJFB, LLC 606 CLAY ST, MONTGOMERY, AL 36104 NATURE OF BUSINESS: TO BUY PROPERTIES AND BE ABLE TO GET A GROUP BLUE CROSS BLUE SHIELD POLICY. WHEN BOB, MY PARTNER, WAS LET GO HERE AT BURLESON DAWKINS INC., MY HEALTH INSURANCE WENT UP DUE TO THE LOSS OF A SMALL GROUP PLAN. BUSINESS POSITION: PARTNER BUSINESS DUTIES: MY DUTIES WILL BE TO HAVE SOMEONE BOUNCE IDEAS OFF OF BUSINESS START DATE: 07/01/2021 APPROXIMATELY ONE HOUR SPENT ON THIS OBA MONTHLY, WITH ZERO SPENT ON THIS OBA DURING MARKET HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-12
S63 Uniform Securities Agent State Law Examination 1994-05-05
  • S66 Uniform Combined State Law Examination
    2007-03-12
  • S63 Uniform Securities Agent State Law Examination
    1994-05-05
Other Names
  • Bill Dawkins

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