Daniel Harlan Boone

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → Present
  Lpl Financial Llc
  Greensboro, NC

Previous Registrations

• 2002-08-27 → 2013-12-24
  Osaic Fs, Inc.
  Greensboro, NC
  Greensboro, NC

Other Businesses

1. 2/18/2014: NON-VARIABLE INSURANCE - GOING TO OFFER FIXED INSURANCE PRODUCSTS AS A OUTSIDE BUSINESS ACTIVITY. - TIME SPENT 15% - GREENSBORO, NC. 2. 7/24/2018 - Trinity Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2018 - 200 Hours Per Month/120 Hours During Securities Trading. 3. 2/13/2020 - DJP, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/01/2018 - 5 Hours Per Month/1 Hour During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-08
• S63 Uniform Securities Agent State Law Examination
  1994-03-21

Other Names

• Dan Harlan Boone