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Independent Wealth Network, Inc. CRD 286262
$518M regulatory AUM 12 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2350 Nw 128Th St, Urbandale, IA 50323 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-08 |
| AR | RA | APPROVED | 2024-04-25 |
| MO | RA | APPROVED | 2024-03-19 |
| MN | RA | APPROVED | 2024-03-18 |
| WY | RA | APPROVED | 2024-01-29 |
| UT | RA | APPROVED | 2024-01-26 |
| VA | RA | APPROVED | 2024-01-26 |
| NM | RA | APPROVED | 2022-01-03 |
| PA | RA | APPROVED | 2021-01-07 |
| WA | RA | APPROVED | 2020-01-14 |
| KS | RA | APPROVED | 2019-01-15 |
| OR | RA | APPROVED | 2019-01-09 |
| FL | RA | APPROVED | 2018-03-21 |
| NC | RA | APPROVED | 2018-02-22 |
| WI | RA | APPROVED | 2018-02-22 |
| MI | RA | APPROVED | 2018-02-21 |
| CA | RA | APPROVED | 2018-02-20 |
| CO | RA | APPROVED | 2018-02-20 |
| IL | RA | APPROVED | 2018-02-20 |
| NE | RA | APPROVED | 2018-02-20 |
| TX | RA | APPROVED | 2018-02-19 |
| AZ | RA | APPROVED | 2017-09-15 |
| IA | RA | APPROVED | 2017-09-15 |
Branch Locations
2350 Nw 128Th St, Urbandale, IA 50323 • United States
1202 E Maryland Ave Suite 1J, Phoenix, AZ 85014 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services | West Des Moines | IA | 10/2013 | 08/2017 |
| Brokers International Financial Services, Llc | Phoenix | AZ | 08/2017 | 02/2020 |
| Independent Wealth Network, Inc. | Phoenix | AZ | 08/2017 | Present |
| Brokers International Financial Services | Phoenix | AZ | 03/2021 | 12/2023 |
1. PREFERRED FINANCIAL GROUP, LLC, NOT INVESTMENT RELATED; PHOENIX, AZ; CEO/FOUNDER/OWNER - MARKETING FIRM FOR SECURITIES PRODUCTS(NO REGISTRATION); SINCE 06/2004 APPROX. 160 HOURS PER MONTH / ALL DURING TRADING HOURS. 2. PREFERRED GROUP LLC; NOT INVESTMENT RELATED; PHOENIX, AZ ; CEO/FOUNDER/OWNER; MANAGING PARTNER - RUN THE INSURANCE FIRM; 160 HOURS PER MONTH SPENT ON THIS ACTIVITY/ALL DURING TRADING HOURS. 3. ZUPANCIC FINANCIAL GROUP, INC. NOT INVESTMENT RELATED; PHOENIX, AZ; HOLDING COMPANY OF PFG LLC & PG, LLC - CEO/PRESIDENT; DATE STARTED 6/4/2003; 10 HOURS PER MONTH/0 DURING TRADING. 4. PREFERRED WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; PHOENIX, AZ; CEO/FOUNDER/OWNER - RUN THE INVESTMENT ADVISORY FIRM; FINANCIAL PLANNING; LLC; 160 HOURS PER MONTH/ALL DURING TRADING. 5. IWN; INVESTMENT RELATED; 1202 MARYLAND AVE SUITE 1J; AZ 85014; MANAGING RIA; STARTED 8/1/2017; 160 HOURS PER MONTH, 160 DURING TRADING; DAY TO DAY, CEO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-24 |
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