James Ralph Cunningham

Current Employers

Employment History

• 04/2014 → Present
  Stonex Securities Inc
  Florence, AL
• 06/2016 → 02/2026
  Stonex Advisors Inc
  Florence, AL

Previous Registrations

• 2016-06-30 → 2026-02-13
  Stonex Advisors Inc.
  Florence, AL
  Birmingham, AL
  Florence, AL
  Florence, AL
• 2014-04-25 → 2016-06-30
  Intl Advisory Consultants Inc.
  Florence, AL
• 2008-01-01 → 2014-04-28
  Wells Fargo Clearing Services, Llc
  Florence, AL
• 1998-05-13 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Florence, AL
  Florence, AL
  St. Louis, MO

Other Businesses

1)MEDICAL ADVANTAGE GROUP; NON-INVESTMENT RELATED; HUNTSVILLE, AL.; MEDICAL CONSULTING; 33% OWNER; 2009; 1 HOUR PER MONTH; 0 DURING SECURITY TRADING HOURS; CONSULTING WORK IN THE MEDICAL/HOSPICE FIELD. 2)C&G PROPERTIES, LLC.; NON-INVESTMENT RELATED; 108 COTTONWOOD DR. FLORENCE, AL, 35630; REAL ESTATE; 50% OWNER; 2005; 1 HOUR PER MONTH; 0 DURING SEC TRADING HOURS; POINT OF CONTACT FOR TENENTS. 3)306 MOORESVILLE LLC| 108 COTTONWOOD DRIVE FLORENCE, AL 35634| NATURE OF BUSINESS: RESTAURANT| NON-INVESTMENT RELATED| INVESTOR| DUTIES: INVESTOR IN BUSINESS| START DATE: TBA| HOURS DEVOTED TO BUSINESS: 1 HRS/MONTH| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: NONE. 4) BACK ALLEY HOLDING COMPANY LLC| 108 COTTONWOOD DRIVE FLORENCE, AL 35634| NATURE OF BUSINESS: RESTAURANT| NON-INVESTMENT RELATED| INVESTOR| DUTIES: INVESTOR IN BUSINESS| START DATE: TBA| HOURS DEVOTED TO BUSINESS: 1 HRS/MONTH| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: NONE. 5) WARREN G FARMS LLC | 108 COTTONWOOD DRIVE FLORENCE, AL 35634| NATURE OF BUSINESS: FARM | NATURE OF BUSINESS: FARM | NON-INVESTMENT RELATED | FARM OWNER| DUTIES: OWN FARM | START DATE: 9.11.2009| HOURS DEVOTED TO BUSINESS: 0 HRS/MONTH| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: 0 HOURS/MONTH. 6) SNATCH IT! - 108 Cottonwood Dr, Florence AL 35634 Nature of Business: Online retail Investment Related: No Business Position: Managing Member Business Duties: Managing Member Business Start Date: 06/01/2022 Approximately one hour spent on this OBA monthly. 7) Name: Cottonwood Land Company - 108 Cottonwood Dr, Florence AL 35634 Nature of Business: Farm Operations, owning/using land Investment Related: No Business Position: Owner Business Duties: Owner Business Start Date: 1/1/2016 Approximately one hour spent on this OBA monthly, with zero during market hours. 8) Name: SELLBUYDRIVE.COM - 108 Cottonwood Dr, Florence AL 35634 Nature of Business: Internet buy/sell for cars Investment Related: No Business Position: Owner Business Duties: Owner Business Start Date: 3/1/2022 Approximately one hour spent on this OBA with zero during market hours. 9) Axient Investment Advisors, LLC - 403 Madison St., 2nd Floor Huntsville AL 35801 Nature of Business: Investment advisory, investment management, consulting, and financial planning services Investment Related: Yes Business Position: Partner Business Duties: Investment advisory, investment management, consulting,. and financial planning services. Business Start Date: 04/11/2025 Approximately one hour spent on this OBA monthly and during market hours 10) Axient Financial Services, LLC - 403 Madison Street 2nd Floor, Huntsville AL 35801 Nature of Business: Shell entity formed for possible follow-on insurance agency Investment Related: Yes Business Position: Partner Business Duties: Partner/Owner - possible future insurance agency Business Start Date: 04/01/2025 Zero hours spent on this OBA monthly 11) J&J Mobile Street Holdings, LLC - 151 N Poplar St., Florence AL 35630 Nature of Business: Real Estate Investment Related: No Business Position: Member Business Duties: 50% LLC owner real estate rental Business Start Date: 06/03/2024 One hour spent on this OBA monthly during market hours

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-05-16

Other Names

• Jim Cunningham
• James Cunningham