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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2018 | Present |
1) CIRA,1776 PLEASANT PLAIN, FAIRFIELD, IA, AS ADVISORY REP OF RIA, INVREL, 0HRS/WK, 0HRS/TRADING, SEE EMPLOYMENT HISTORY FOR START DATE. 2) DUNLAP FINANCIAL SERVICES INC, 3647 MUNICIPAL DR, MCHENRY IL 60050, 02/2024, W2 EMPLOYEE USING A TRADE NAME/DBA, INV REL, 160 HR/MO - 132 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-12 |
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