Tracy Lynn Woodin

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2009-06-01

FL RA
APPROVED

Since 2009-06-01

Branch Locations

2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Purchase	NY	06/2009	01/2017
Morgan Stanley	Sarasota	FL	01/2017	Present

06/2009 → 01/2017

Morgan Stanley Smith Barney

Purchase, NY
01/2017 → Present

Morgan Stanley

Sarasota, FL

Previous Registrations

2006-01-17 → 2009-06-01

Citigroup Global Markets Inc.

New York, NY

Sarasota, FL
2003-01-13 → 2005-04-26

Rbc Capital Markets, Llc

Wilmington, DE
2000-10-11 → 2003-01-15

Prudential Equity Group, Llc

Wilmington, DE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-01-28
S63	Uniform Securities Agent State Law Examination	1999-07-12

S65 Uniform Investment Adviser Law Examination

2002-01-28
S63 Uniform Securities Agent State Law Examination

1999-07-12

Other Names

Tracy Lynn Baxendale

View on SEC IAPD

Other Firms

CPA INVESTMENT SOLUTIONS, INC.

HENDRICKS WEALTH AND ESTATE MANAGEMENT

OSAIC WEALTH, INC.

ACCURATE WEALTH MANAGEMENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

BASE WEALTH MANAGEMENT

RETIREMENT MONEY MANAGEMENT

Other Investors

ANGELA ROBIN HILLIARD DYCHES

Thomas Donald Anderson

JOHNATHAN RYAN HENDRIX

MEREDITH BAKER FREEMAN

RICHARD MANANSALA MANANKIL

CHRISTOPHER D'ANDREA

LARRY J WOODRUFF

Other Offices

CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL

EDWARD JONES · Lakewood Ranch, FL

HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL

OSAIC WEALTH, INC. · SARASOTA, FL

ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL

AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL

BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL

EDWARD JONES · LAKEWOOD RANCH, FL

More in Sarasota, FL

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