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Inactive

Brian Lyle Whitaker

Northern Lights Advisors, Inc.

Seattle, WA

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Current Employers
Northern Lights Advisors, Inc.

1448 Nw Market St Suite 500, Seattle, WA 98107 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-09-12
  • WA RA
    APPROVED
    Since 2025-09-12

Branch Locations

1448 Nw Market St Suite 500, Seattle, WA 98107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lnw Wealth Management, Llc Seattle WA 02/2006 02/2025
Northern Lights Advisors, Inc. Seattle WA 09/2025 Present
Lnw Wealth Management, Llc Seattle WA 02/2025 08/2025
  • 02/2006 → 02/2025
    Lnw Wealth Management, Llc
    Seattle, WA
  • 09/2025 → Present
    Northern Lights Advisors, Inc.
    Seattle, WA
  • 02/2025 → 08/2025
    Lnw Wealth Management, Llc
    Seattle, WA
Previous Registrations
  • 2005-03-28 → 2025-02-28
    Lnw
    Seattle, WA
  • 2002-03-20 → 2005-03-28
    Allison Spielman Advisors, Llc
    Bellevue, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-05-27
S65 Uniform Investment Adviser Law Examination 1994-05-16
  • S63 Uniform Securities Agent State Law Examination
    1994-05-27
  • S65 Uniform Investment Adviser Law Examination
    1994-05-16
Designations
Other Names
  • Brian L Whitaker

View on SEC IAPD

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MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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