Kevin M Ryan

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-05-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Bbva Compass Investment Solutions, Inc.	Houston	TX	01/2013	06/2018
Bbva Compass Insurance Agency, Inc.	Austin	TX	05/2013	06/2018
Unemployed	Houston	TX	07/2018	05/2019
Td Ameritrade	Houston	TX	06/2019	02/2020
Compass Bank	Birmingham	AL	12/2012	06/2018
The Ayco Company, L.P./Mercer Allied	Houston	TX	02/2020	01/2021
United Capital Financial Advisers, Llc	Newport Beach	CA	12/2020	02/2022
Goldman Sachs & Co. Llc	Houston	TX	01/2021	02/2022
Morgan Stanley	Winter Park	FL	02/2022	03/2025
Charles Schwab & Co., Inc.	Maitland	FL	03/2025	Present
Charles Schwab Bank	Orlando	FL	03/2025	Present

2022-04-05 → 2025-03-25

Morgan Stanley

Winter Park, FL

Maitland, FL
2020-12-23 → 2022-03-18

United Capital Financial Advisors

Houtson, TX
2020-03-13 → 2020-12-23

Goldman Sachs Wealth Services, L.P.

Houston, TX
2019-06-27 → 2020-03-07

Td Ameritrade, Inc.

Houston, TX
2019-06-27 → 2020-03-07

Td Ameritrade Investment Management, Llc

Houston, TX
2014-10-30 → 2018-07-06

Pnc Managed Account Solutions, Inc.

Houston, TX

Houston, TX
2011-01-28 → 2012-12-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach, FL
2005-09-13 → 2010-03-05

Truist Investment Services, Inc.

Nashville, TN

Fort Lauderdale, FL

Brentwood, TN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-01-18
S63	Uniform Securities Agent State Law Examination	1998-03-25

Other Firms