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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-30
  • TX RA
    APPROVED_RES
    Since 2019-01-30

Branch Locations

500 N Capital Of Texas Hwy Bldg 2-A, Austin, TX 78746 • United States

Canyon Lake, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Austin TX 02/1993 Present
Pfs Investments Inc Austin TX 03/1994 Present
  • 02/1993 → Present
    Primerica Financial Services
    Austin, TX
  • 03/1994 → Present
    Austin, TX
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. MPDP, Inc., investment related, 4303 Lake Kemp Ct. Richmond, TX, 77406, Primerica Business Purposes, owner, 12/2002 to present, 160 hours per month (160 hours per month during securities trading hours), legal entity formed solely for Primerica business. MPDP Prime, LLC, Investment Related, 4303 Lake Kemp Ct. Richmond, TX, 77406, Primerica Business Purposes, owner, 12/2002 to present, 160 hours per month (160 hours per month during securities trading hours), legal entity formed solely for Primerica business. MPDP Ventures, LP, investment related, 2238 Woodland Park Dr. Houston, TX, 77077, Primerica Business Purposes, owner, 05/2003 to present, 160 hours per month (160 hours per month during securities trading hours), legal entity formed solely for Primerica business. MPDP Leasing, LLC, investment related, 4303 Lake Kemp Ct. Richmond, TX, 77406, Primerica Business Purposes, owner, 12/2002 to present, 160 hours per month (160 hours per month during securities trading hours), legal entity formed solely for Primerica business. MPDP, Inc., investment related, 4303 Lake Kemp Ct. Richmond, TX, 77406, Primerica Business Purposes, owner, 12/2002 to present, 160 hours per month (160 hours per month during securities trading hours), legal entity formed solely for Primerica business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-19
S63 Uniform Securities Agent State Law Examination 1994-03-08
  • S65 Uniform Investment Adviser Law Examination
    2011-03-19
  • S63 Uniform Securities Agent State Law Examination
    1994-03-08

View on SEC IAPD

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