Gary Wayne Morris

Current Employers

Employment History

• 10/1970 → Present
  Hart, Mieras, Morris & Peale
  Pasadena, CA
• 01/2003 → Present
  Professional Advisory Services,Inc.
  Arcadia, CA
• 06/1994 → Present
  Professional Estate Services, Inc.
  Arcadia, CA
• 07/2008 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 11/2017 → 07/2018
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2018 → Present
  Independent Financial Group
  Arcadia, CA

Previous Registrations

• 2017-11-01 → 2018-07-06
  Cetera Wealth Services, Llc
  Arcadia, CA
• 2008-07-08 → 2017-11-01
  Girard Securities, Inc.
  Arcadia, CA
  San Diego, CA
• 2003-05-01 → 2006-11-23
  Professional Advisory Services,Inc.
  Arcadia, CA

Other Businesses

(1) GRANITE RIDGE LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2018 ADDRESS: 255 E. Santa Clara, Suite300, Arcadia CA 91006, United States DESCRIPTION: Charitable LLC used for tax purposes (2) PROFESSIONAL ADVISORY SERVICES, INC. POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 12/16/2002 ADDRESS: 255 E. Santa Clara St., Ste. 300, Arcadia CA 91006, United States DESCRIPTION: (1) OWNER OF PROFESSIONAL ADVISORY SERVICES, INC. SINCE 12/16/2002. INVESTMENT RELATED. 25% TIME SPENT. ACTIVITY CONDUCTED AT BUSINESS ADDRESS OF RECORD. (3) GARY MORRIS, LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2000 ADDRESS: 255 E. Santa Clara, Arcadia CA 91006, United States DESCRIPTION: OWNER OF GARY MORRIS LLC, LEASING OFFICE SPACE (4) PROFESSIONAL ESTATE SERVICES, INC. POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/11/1994 ADDRESS: 255 E. Santa Clara St., Ste. 300, Arcadia CA 91006, United States DESCRIPTION: OWNER OF PROFESSIONAL ESTATE SERVICES, INC., INCOME TAX AND INSURANCE SERVICES (5) PES REAL ESTATE SERVICES POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/06/2004 ADDRESS: 255 E. Santa Clara, Suite300, Arcadia CA 91006, United States DESCRIPTION: OWNER OF PES REAL ESTATE SERVICES, INC. PROVIDING REAL ESTATE PURCHASE/SALE ASSISTANCE (6) ARCADIA EXECUTIVE SUITES POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/09/2005 ADDRESS: 255 E. Santa Clara, Suite210, Arcadia CA 91006, United States DESCRIPTION: Owner of Arcadia Executive Suites, offering furnished office space rentals. (7) C.A.R.E., INC. POSITION: Officer/Director NATURE: Mortgage Lending Services INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/06/2004 ADDRESS: 255 E. Santa Clara St., Ste. 300, Arcadia CA 91006, United States DESCRIPTION: OWNER OF C.A.R.E. INC., MORTGAGE AND LENDING SERVICES. (8) HART, MIERAS & MORRIS, INC. POSITION: Officer/Director NATURE: Attorney, Legal Services INVESTMENT RELATED: No NUMBER OF HOURS: 151 SECURITIES TRADING HOURS: 100 START DATE: 06/19/2003 ADDRESS: 255 E. Santa Clara, Suite300, Arcadia CA 91006, United States DESCRIPTION: OWNER OF HART, MIERAS & MORRIS, INC., A PROFESSIONAL LAW CORPORATION (9) GRANITE RIDGE CHRISTIAN CAMP POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/09/2008 ADDRESS: 4850 Coyote Creek Lane, Creston CA 93432, United States DESCRIPTION: (8) CHAIRMAN OF THE BOARD FOR GRANITE RIDGE CHRISTIAN CAMP. NON-INVESTMENT RELATED. 1% TIME SPENT. ACTIVITY CONDUCTED IN CRESTON, CA.

Exams

• S66 Uniform Combined State Law Examination
  2004-07-12
• S63 Uniform Securities Agent State Law Examination
  1994-03-24