Steven Anthony Miller

Current Employers

Employment History

• 02/2009 → 06/2017
  Cadaret, Grant & Co., Inc.
  Birdsboro, PA
• 07/2012 → Present
  Mid Atlantic Retirement Planning Specialists
  Wilmington, DE
• 06/2017 → Present
  Kestra Investment Services, Llc
  Reading, PA
• 06/2017 → Present
  Kestra Advisory Services, Llc
  Reading, PA

Previous Registrations

• 2017-04-24 → 2017-06-28
  Cadaret, Grant & Co., Inc.
  Birdsboro, PA
  Wilmington, DE

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/24/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: To assist clients in achieving their financial goals and objectives consistent with their risk tolerance at the best cost and value.Business Name: Miller Financial Group Investment Related: Yes Address: 2859 Limekiln Rd Birdsboro PA 19508 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Sole Proprietor, Financial Advisor, Broker Start Date: 3/7/1994 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Sales & Service of employee benefits including group health, life, disability, dental and vision insurance. Limited sales & service of property & casualty insurance. Sales & service of individual life, disability, long term care, fixed & index annuities. Sales & service of investments including mutual funds, variable annuities & life insurance, stocks, bonds, UIT's, ETF's, non-traded REIT's.Business Name: Mid Atlantic Retirement Planning Specialists Investment Related: Yes Address: 2859 Limekiln Rd Birdsboro PA 19508 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor and/or Investment Advisor Representative doing joint work. Start Date: 6/30/2017 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sales and service of retirement plans and participants in those plans. Sales and service of mutual funds, ETF's, stocks, bonds to be utilized in retirement plans. Create financial plans for plan participants. Sales and service of life insurance, fixed, variable, and equity index annuities to plan participants. MEI FINANCIAL GROUP POSITION: Treasurer, Secretary, Financial Advisor, Investment Advisor Representative, Broker NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 119 START DATE: 09/27/2021 ADDRESS: 10 Hearthstone Court, Suite 200, Reading PA 19606, United States DESCRIPTION: Sales & service of employee benefits including group health, life, disability, dental & vision insurance. Limited sales & service of property & casualty insurance. Sales & service of individual life, disability, long term care, fixed & index annuities, Medicare Supplement & Advantage insurance plans. Sales & service of investments, including mutual funds, variable annuities & life insurance, stocks, bonds, UIT's, ETF's, non-traded REIT's.

Exams

• S66 Uniform Combined State Law Examination
  2017-03-07
• S63 Uniform Securities Agent State Law Examination
  1994-04-18